Financial Instruments and Exchange Act

Results: 91



#Item
71Securities / Payment systems / Stock market / United States Securities and Exchange Commission / United States securities law / Negotiable instrument / Security / Issuer / Settlement / Financial economics / Business / Financial system

Money Market Instruments in CREST Guidance for ‘acceptors’ of dematerialised acceptances Bankers’ acceptances are currently issued (in accordance with the Bills of Exchange Act[removed]in physical form and then ‘im

Add to Reading List

Source URL: www.bankofengland.co.uk

Language: English - Date: 2011-12-02 19:10:22
72Securities / Stock market / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Security / Negotiable instrument / Issuer / Settlement / Financial economics / Business / Financial system

Money Market Instruments in CREST Guidance for ‘drawers’ of dematerialised acceptances Bankers’ acceptances are currently issued (in accordance with the Bills of Exchange Act[removed]in physical form and then ‘immo

Add to Reading List

Source URL: www.bankofengland.co.uk

Language: English - Date: 2011-12-02 19:10:29
73Finance / Financial services / Markets in Financial Instruments Directive / Collective investment scheme / Derivative / Securities and Exchange Board of India Act / Investment Advisers Act / Financial economics / Investment / Financial markets

PDF Document

Add to Reading List

Source URL: bnb.bg

Language: English - Date: 2014-03-26 11:22:34
74Foreign exchange market / European Union / Financial regulation / Markets in Financial Instruments Directive / Derivative / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial market / Spot market / Financial economics / Finance / Financial system

PDF Document

Add to Reading List

Source URL: ec.europa.eu

Language: English - Date: 2014-06-18 08:32:27
75Financial regulation / Financial markets / Foreign exchange market / European Union / Markets in Financial Instruments Directive / Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Non-deliverable forward / Foreign exchange spot / Financial economics / Finance / Financial system

PDF Document

Add to Reading List

Source URL: ec.europa.eu

Language: English - Date: 2014-06-18 08:32:27
76Central Securities Depositories / Securities / Depository Trust & Clearing Corporation / Securities Exchange Act / Financial economics / Financial system / Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Scope of Risk Management Controls as They Relate to Maturity Presentment Transactions of Pledged Money Market Instruments; Rel. No. 34-5

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-11-30 15:36:22
77Financial markets / European Union / Financial regulation / Markets in Financial Instruments Directive / Non-deliverable forward / Foreign exchange market / Derivative / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Finance / Financial system

PDF Document

Add to Reading List

Source URL: ec.europa.eu

Language: English - Date: 2014-06-18 08:32:28
78Accountancy / United States corporate law / United States securities law / Finance / Public administration / Sarbanes–Oxley Act / U.S. Securities and Exchange Commission / Regulation S-X / Financial Instruments and Exchange Act / Auditing / Corporate governance / Business

Comment Letter on File No[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-04-04 16:15:50
79Risk / Sarbanes–Oxley Act / Internal audit / Audit / External auditor / Internal control / Center for Audit Quality / Financial Instruments and Exchange Act / Auditing / Accountancy / Business

Comment on File No[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-04-17 15:16:07
80Stock market / Exempt market dealer / United States Securities and Exchange Commission / Securities / Accredited investor / Securities Act / Hedge fund / Prospectus / Security / Financial economics / Investment / Finance

Frequently Asked Questions - NI[removed]Registration Requirements and Exemptions and Related Instruments

Add to Reading List

Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 17:34:41
UPDATE